Surplus Line Broker Compliance Course

Length: 6 hours  |   Format: In-person  |  Fee: $150.00  |  CE Credits: 5 |  Course Date: June 25, 2026

Course Overview

The Washington Surplus Line Broker Compliance Course provides a comprehensive refresher on surplus lines compliance and serves as exam preparation for producers pursuing their Washington Surplus Line Broker license. The course builds a strong foundation in Washington-specific surplus lines requirements while offering practical guidance brokers can rely on both for the exam and in their day-to-day work.

Who This Course is For

  • Surplus line brokers seeking a compliance refresher
  • Licensed brokers preparing for the Washington Surplus Line Broker Exam

  • Insurance professionals looking to strengthen their understanding of Washington surplus lines requirements

What You’ll Learn

  • Financial statement review
  • Underwriting fundamentals and relevant Property & Casualty coverages
  • Lloyd’s and the London market
  • Washington surplus line statutes and regulations

Eligibility Requirements

Participants must hold a Washington State Property & Casualty license to sit for the Surplus Line Broker Exam and to earn Continuing Education credit for this course.

Instruction & Format

This course is led by industry experts with deep experience in Washington surplus lines, providing practical insights and real-world context to support exam readiness and ongoing compliance.

Continuing Education Credits

The Washington Office of the Insurance Commissioner has approved this course for five hours of Continuing Education credit.

Course Resources

A study binder is provided on the day of class. Materials are also available below for reference at any time.